INDUSTRY

AI Governance for Financial Services

Protect customer financial data and ensure regulatory compliance with DORA, PCI-DSS, and SOX while enabling your teams to leverage AI for competitive advantage. Real-time monitoring, automated DLP, and complete audit trails built for finance.

Financial Data Is Entering AI Tools Without Oversight

From analysts pasting client portfolios into ChatGPT to traders sharing strategy models, the financial sector faces unique AI data risks with severe regulatory consequences.

Customer Financial Data Exposure

Account numbers, SSNs, credit card details, and portfolio information are being pasted into AI prompts by employees seeking faster analysis. One leak can trigger regulatory action and destroy client trust.

Regulatory Compliance Obligations

DORA, PCI-DSS, SOX, MiFID II, and SEC/FCA guidelines all mandate strict data handling controls. Unmonitored AI usage creates compliance gaps that auditors and regulators will identify.

Trading Strategy & IP Leakage

Proprietary trading algorithms, market analysis models, and investment strategies shared with AI tools could end up training models accessible to competitors. The competitive damage is immeasurable.

AML/KYC Data at Risk

Anti-money laundering and Know Your Customer data is among the most sensitive in financial services. Employees using AI to accelerate due diligence risk exposing this data to unauthorized third parties.

How Privengy Helps Financial Institutions

Get complete visibility and control over AI tool usage across your financial organization. Enable safe AI adoption while protecting client data and meeting regulatory requirements.

  • Real-time monitoring of AI tool usage across all departments
  • DLP policies for financial data patterns: account numbers, SSNs, credit cards, IBAN codes
  • SIEM integration for compliance reporting to Splunk, Sentinel, and Datadog
  • Role-based access controls with group policies per department
  • Complete audit trail for regulatory inspections and internal compliance
Privengy Dashboard for Financial Services

Built for Financial Regulatory Requirements

DORA Compliance

The Digital Operational Resilience Act requires financial entities to manage ICT risks including third-party AI services. Privengy provides the monitoring, incident reporting, and audit capabilities DORA demands.

PCI-DSS

Payment Card Industry Data Security Standard requires protection of cardholder data. Our DLP automatically detects and blocks credit card numbers, CVVs, and other payment data from reaching AI services.

SOX & MiFID II

Sarbanes-Oxley and MiFID II require strict internal controls over financial data. Privengy's audit logs and SIEM integration provide the evidence trail needed for compliance examinations.

GDPR & SEC/FCA

GDPR mandates data protection for EU customers, while SEC and FCA guidelines increasingly address AI usage in financial services. Privengy helps you demonstrate control and accountability across jurisdictions.

$4.88M
Average cost of a financial data breach
73%
of financial firms report unauthorized AI usage
<5min
Deployment Time with Browser Extension
0
Prompts Stored by Privengy

Protect Your Financial Data from AI Risks

Enable AI innovation across your financial institution while maintaining regulatory compliance and protecting client data. Deploy in minutes, not months.